-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DRmJly6MjBV9myZfZlUIIMatfsB5WToADPnqotUZgWXG5IgJsPVpjGB4/g7SS1AA om92PLRgIKvyGNzfLGMp3w== 0001140361-04-001237.txt : 20040213 0001140361-04-001237.hdr.sgml : 20040213 20040213150547 ACCESSION NUMBER: 0001140361-04-001237 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POMEROY IT SOLUTIONS INC CENTRAL INDEX KEY: 0000883979 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 311227808 STATE OF INCORPORATION: DE FISCAL YEAR END: 0105 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43896 FILM NUMBER: 04598168 BUSINESS ADDRESS: STREET 1: 1020 PETERSBURG ROAD CITY: HEBRON STATE: KY ZIP: 41048 BUSINESS PHONE: 8595860600X1184 MAIL ADDRESS: STREET 1: 1020 PETERSBURG ROAD CITY: HEBRON STATE: KY ZIP: 41048 FORMER COMPANY: FORMER CONFORMED NAME: POMEROY COMPUTER RESOURCES INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POMEROY DAVID B CENTRAL INDEX KEY: 0000901846 IRS NUMBER: 262968299 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: POMEROY COMPUTER RESOURCES INC STREET 2: 1020 PETERSBURG ROAD CITY: HEBRON STATE: KY ZIP: 41408 BUSINESS PHONE: 6065860600 SC 13G/A 1 doc1.htm Schedule 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 06 )*


Pomeroy IT Solutions, Inc.
(Name of Issuer)


COMMON STOCK, $.01 PAR VALUE
(Title of Class of Securities)


731822 10 2
(CUSIP Number)


December 31, 2003
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
[ ]  Rule 13d-1(b)
[ ]  Rule 13d-1(c)
[ X ]  Rule 13d-1(d)
 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 




SCHEDULE 13G
CUSIP No. 731822 10 2

  1. Names of Reporting Persons.
David B. Pomeroy, II
I.R.S. Identification Nos. of above persons (entities only).
N/A

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [    ]       (b)  [    ]

  3. SEC USE ONLY

  4. Citizenship or Place of Organization
United States of America

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:
5. Sole Voting Power
2,239,727 *

6. Shared Voting Power
22,636 **

7. Sole Dispositive Power
2,239,727 *

8. Shared Dispositive Power
22,636 **

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
2,262,363

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [    ]

  11. Percent of Class Represented by Amount in Row (9)
17.90%

  12. Type of Reporting Person
IN


         * Includes 437,500 Shares issuable upon exercise of currently exercisable stock options.
         ** Represents 22,636 Shares owned by Mr. Pomeroy's spouse as to which he disclaims beneficial ownership.


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Item 1.

 

(a)

Name of Issuer

         Pomeroy IT Solutions, Inc.

 

(b)

Address of Issuer's Principal Executive Offices

1020 Petersburg Road
Hebron, Kentucky 41048


Item 2.

 

(a)

Name of Person Filing

David B. Pomeroy, II

 

(b)

Address of Principal Business Office or, if none, Residence

1020 Petersburg Road
Hebron, Kentucky 41048

 

(c)

Citizenship

United States of America

 

(d)

Title of Class of Securities

Common Stock, $.01 par value

 

(e)

CUSIP Number

731822 10 2


Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

[    ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

[    ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

[    ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

[    ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

[    ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

[    ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

[    ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

[    ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

[    ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

[    ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).


Item 4.

Ownership.

 

(a)

Amount beneficially owned:

         2,262,363 including (i) 437,500 Shares issuable upon exercise of currently exercisable stock options; and (ii) 22,636 Shares owned by Mr. Pomeroy's spouse as to which he disclaims beneficial ownership.

 

(b)

Percent of class:

         17.9%

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote

         2,239,727 * Includes 437,500 Shares issuable upon exercise of currently exercisable stock options.

 

 

(ii)

Shared power to vote or to direct the vote

         22,636 ** Shares owned by Mr. Pomeroy's spouse as to which he disclaims beneficial ownership.

 

 

(iii)

Sole power to dispose or to direct the disposition of

         2,239,727 * Includes 437,500 Shares issuable upon exercise of currently exercisable stock options.

 

 

(iv)

Shared power to dispose or to direct the disposition of

         22,636 ** Shares owned by Mr. Pomeroy's spouse as to which he disclaims beneficial ownership.


Item 5.

Ownership of Five Percent or Less of a Class

          If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [    ].


Instruction: Dissolution of a group requires a response to this item.

         


Item 6.

Ownership of More than Five Percent on Behalf of Another Person

                  Not Applicable


Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

                  Not Applicable


Item 8.

Identification and Classification of Members of the Group

                  Not Applicable


Item 9.

Notice of Dissolution of Group

         


Item 10.

Certification

          By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date:   December 31, 2003
  By: /s/ David B. Pomeroy, II
      David B. Pomeroy, II
 


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